FINRA rules governing communications with the public to social media sites

In January 2010, FINRA issued Regulatory Notice 10-06, providing guidance on the application of FINRA rules governing communications with the public to social media sites and reminding firms of the recordkeeping, suitability, supervision and content requirements for such communications. Since its publication, firms have raised additional questions regarding the application of the rules. Read more.........

Regulatory Notice 11-39 responds to these questions by providing further clarification concerning application of the rules to new technologies. Read more........